CPD 24.07 Financial Services Regulation Overview

All Classes of Business [14 Hours]

The Financial Services Regulation Overview, tailored for the Financial Intelligence Centre Act as Amended, is an indispensable tool for sales representatives in the financial sector. This comprehensive guide demystifies complex regulatory landscapes, providing sales professionals with crucial insights into compliance requirements, risk management practices, and the ethical considerations essential for selling financial products. Understanding these regulations is key to identifying and mitigating risks associated with various investment products, ensuring adherence to legal standards, and maintaining the integrity of financial transactions. For sales representatives, this knowledge not only ensures compliance with the Financial Intelligence Centre Act but also enhances their ability to offer sound financial advice, tailor investment strategies to align with regulatory changes, and build lasting trust with clients in an increasingly scrutinized financial market.