3.12 Sectorial laws

Product suppliers are the entities that issues the financial products for example the pension fund or insurance companies. Conduct of product suppliers and the stipulations to which the composition of financial must comply with is regulated under the following various...

3.11 Protection of Personal Information Act (POPI)

The Protection of Personal Information Act (POPI) was introduced in response to the perceived threat posed by the unregulated processing of personal information. It aims to regulate the processing of personal information, and to give effect to the constitutional right...

3.10 Financial Intelligence Centre Act (FICA)

The Purpose of the Financial Intelligence Centre Act (FICA) is to assist in the identification of the proceeds of unlawful activities, combat money laundering, combat the financing of terrorist and related activities by establishing the Financial Intelligence Centre...

3.9 FAIS General Code of Conduct

Board Notice 80 of 2003, also known as the General Code of Conduct, is aimed at giving effect to the protection of clients and setting standards that professionalize the financial services industry. This Board Notice sets out minimum standards of ethical behaviour for...