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Brackenhurst Alberton

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5. Regulatory Framework – Retirement Investment Products (114960)

Identify the legal environment & avenues for assistance. This outcome is divided into the following sub-outcomes: Sub-outcome 1: The individual’s rights in seeking financial advice are identified with reference to FAIS and the Policy Holder Protection Rules. Sub-outcome 2: The role of the Ombud and Pension Fund Adjudicator are explained in terms of consumer protection.