RE Study Support Mini Assignment 3

Name

First Last

WhatsApp Number

Please add your WhatsApp number if you wish to be added to the Virtual CLC WhatsApp Group for quick communication

Name the fit & proper requirements for an FSP

What are the regulatory consequences if the FSP does not adhere to the Fit and Proper Requirements?

Name the 5 licensing responsibilities that an FSP must adhere to.

What are the regulatory consequences if an FSP does not adhere to the licensing responsibilities?