RE Study Support Mini Assignment 3

Name

First Last

WhatsApp Number

Please add your WhatsApp number if you wish to be added to the Virtual CLC WhatsApp Group for quick communication

Name and Describe the two main regulatory role players under the FAIS Framework.

The regulated role players under the FAIS framework is born from the regulatory __________.

Name the function of the FSP.

Explain who is the licensee in terms of an FSP license.

Name the three regulated officers and their associate function.