RE Study Support Mini Assignment 2

Name

First Last

When determining whether a specific commercial interaction is governed by the FAIS Act, what factors should be taken into account?

Recall the definition of advice as per the FAIS Framework.

Explain how you determine in the exam if a specific commercial interaction is regarded as advice

Recall the definition of intermediary service as per the FAIS Framework.

Explain how you determine in the exam if a specific commercial interaction is regarded as intermediary service under FAIS.