Undesirable Practice, Directives and Business Rescue Mini Assignment
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Question 1 of 2
1. Question
6 point(s)Describe the process the Financial Sector Conduct Authority (FSCA) follows to declare a practice by FSPs as “undesirable.” Ensure you cover the following aspects:
a. The grounds on which a practice might be declared undesirable.
b. The consultation and declaration processes.
c. The requirements for FSPs following the publication of a notice of declaration.
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Question 2 of 2
2. Question
4 point(s)In the event of non-compliance with an undesirable practice notice by an FSP, Explain the enforcement measures the FSCA can undertake and the potential implications of the Protection of Funds Act.
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