RE 5 Topic 4 Quiz 2
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Question 1 of 5
1. Question
Which one of the following statements with regard to the compliance function of an FSP is correct?
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Question 2 of 5
2. Question
The commissioner requested an instruction document from Ace Advisors, a Category II FSP on Monday 1 April 20XX. By when latest must Ace Advisors make the instruction document available to the commissioner.
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Question 3 of 5
3. Question
Which one of the following statements with regard to the reporting obligation of the commissioner when a license is lapsed by an FSP is correct?
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Question 4 of 5
4. Question
What is the maximum penalty that can rewarded under the FAIS Act?
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Question 5 of 5
5. Question
When may the Authority urgently suspend the license of an FSP?
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