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Given that you are a newly appointed key individual for an FSP (Financial Services Provider): Describe the process and requirements to display the FSP license within the business premises.
This response will be reviewed and graded after submission.
Imagine you are consulting with an FSP to ensure they meet the FAIS Act’s requirements: Detail the types of records an FSP must keep under the FAIS Act and the specific durations for which they should be retained.
This response will be reviewed and graded after submission.
Describe the general record keeping requirements under the General Code of Conduct, highlighting the timeframes and modes of storage.
This response will be reviewed and graded after submission.
The REready! Pack is designed to be used to prep for RE1 or RE5 or both.
The content for RE1 and RE5 overlaps as both exams test your practical knowledge of the FAIS Act and FICA.
The class is not a facilitator that is going to read the law out of a book for you.
Anna Bouhail contextualizes the content and creates an understanding of basic concepts related to law, the industry, and competency exams.
The class is structured to also instill compliance skills allowing the learner to answer practical questions.