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Describe the circumstances under which the Financial Sector Conduct Authority might consider suspension of an FSP license.
This response will be reviewed and graded after submission.
Explain the key conditions that must be met for the reinstatement of a suspended license.
This response will be reviewed and graded after submission.
Differentiate between the suspension of a license and the withdrawal of a license. How does the Financial Sector Conduct Authority’s process vary in each case, and what are the implications for an FSP in both scenarios?
This response will be reviewed and graded after submission.
The REready! Pack is designed to be used to prep for RE1 or RE5 or both.
The content for RE1 and RE5 overlaps as both exams test your practical knowledge of the FAIS Act and FICA.
The class is not a facilitator that is going to read the law out of a book for you.
Anna Bouhail contextualizes the content and creates an understanding of basic concepts related to law, the industry, and competency exams.
The class is structured to also instill compliance skills allowing the learner to answer practical questions.