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Which one of the following statements regarding the debarment process as stipulated under the FAIS Act is correct?
Choose the incorrect option. When a representative is debarred by the Authority for material misconduct, it implies that-
FSP A had discovered that Lerato has been misappropriating client’s funds. What must FSP A do in this regard?
If a representative feels aggrieved by the decision of an FSP to debar the representative. The representative may apply for reconsideration of the decision to the-
TinTam Brokers debars a representative on 5 August. By which date, latest must TinTam Brokers submit part I of the debarment notification form?
The REready! Pack is designed to be used to prep for RE1 or RE5 or both.
The content for RE1 and RE5 overlaps as both exams test your practical knowledge of the FAIS Act and FICA.
The class is not a facilitator that is going to read the law out of a book for you.
Anna Bouhail contextualizes the content and creates an understanding of basic concepts related to law, the industry, and competency exams.
The class is structured to also instill compliance skills allowing the learner to answer practical questions.
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