Select the incorrect option. The supervision agreement must include which of the following?
Question 2 of 5
Choose the incorrect option. As per the exemption notice, a representative can be placed under supervision in which of the following instances?
Question 3 of 5
Tabo Investments provides face to face advice in respect of unit trusts. Which of the following competency requirements must a representative that never has been appointed as representative before meet before Tabo Investments may appoint the person as a representative?
i. Grade 10 certificate
ii. Grade 12 certificate
iii. Recognised Qualification
iv. Product Specific training
v. Class of business training
Question 4 of 5
Jane Seno was appointed on 1 February 2012 as representative for Big Bank working under supervision. In March 2014 she moved to City Bank to also work as representative. Until when does Jane have to complete her recognised qualification?
Question 5 of 5
Tony has been appointed a supervised representative in Category I Collective Investment Schemes on 1 January 20XX. Tony meets all the qualification requirements. What must the FSP do after a period of one year in this regard?
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