David is a young adult holding a matric certificate with no previous working experience in any industry. David is interested a sales position with a short-term insurance broker providing financial services to clients telephonically as well as in person. What is David’s prospects in this regard?
Question 2 of 5
The fact that a representative is working under supervision must be reflected in which of the following documents and/or registers?
i). The register of representatives.
ii). The central register of representatives.
iii). The competency register.
iv). The FSP license annexure
Question 3 of 5
Which one of the following role players must ensure that the supervised representative is mentored and coached to acquire the required skills, knowledge and competencies to perform its functions?
Question 4 of 5
Sandy is a representative of Pro Brokers working under supervision with David being appointed as supervisor for Sandy. It came to David’s attention that Sandy recommended a product not suitable to the needs of the client. What must be done in this regard as per the stipulations of the FAIS Act?
Question 5 of 5
Sandy is a representative of Pro Brokers working under supervision with David being appointed as supervisor for Sandy. Which of the following disclosures must be made to a client with regard to the supervision arrangements?
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