RE 5 Topic 1 Quiz 3
RE 5 Topic 1 Quiz 3
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Question 1 of 5
1. Question
Which one of the following actions is not considered as advise under the FAIS Act?
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Question 2 of 5
2. Question
Which of the following actions are not considered an intermediary service as defined in the FAIS Act??
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Question 3 of 5
3. Question
Which ONE of the following is an example of direct marketing?
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Question 4 of 5
4. Question
Which ONE of the following FSPs falls within the Class of Business 7: Investments?
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Question 5 of 5
5. Question
Role player question
Who takes responsibility for notifying a client when a representative leaves the employment of an FSP?
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