Lapsing of License Mini Assignment
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Question 1 of 3
1. Question
6 point(s)List the circumstances under which a license can lapse.
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Question 2 of 3
2. Question
2 point(s)If an FSP voluntarily and finally surrenders its license to the Financial Sector Conduct Authority, what actions must the licensee or other persons in control of the licensee’s affairs take after such surrender?
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Question 3 of 3
3. Question
2 point(s)What restrictions are imposed on the use of lapsed or withdrawn licenses? Elaborate on the potential consequences if an entity or person violates these restrictions.
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