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What was the original name of the Financial Sector Conduct Authority before it was changed on 1 April 2018?
This response will be reviewed and graded after submission.
List the four departments of the FAIS Division of the Financial Sector Conduct Authority.
This response will be reviewed and graded after submission.
Define the role of a compliance officer and explain the function they hold in terms of the FAIS Act.
This response will be reviewed and graded after submission.
The REready! Pack is designed to be used to prep for RE1 or RE5 or both.
The content for RE1 and RE5 overlaps as both exams test your practical knowledge of the FAIS Act and FICA.
The class is not a facilitator that is going to read the law out of a book for you.
Anna Bouhail contextualizes the content and creates an understanding of basic concepts related to law, the industry, and competency exams.
The class is structured to also instill compliance skills allowing the learner to answer practical questions.