Time allotted for course
The course consists of 6 topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:
|Topic number||Title||Word count||Level||Time allotted|
|Topic 1||Application Process||3 689||Entry||30 minutes|
|Topic 2||Fit and proper requirements for Financial Services Providers||9 807||Entry||85 minutes|
|Topic 3||Appointment of regulated officers||3 195||Entry||30 minutes|
|Topic 4||Ongoing licensing responsibilities||2 579||Entry||20 minutes|
|Topic 5||Enforcement action||1 398||Entry||10 minutes|
|Topic 6||Other license status changes||790||Entry||5 minutes|
Assessment and certification
After completion of the workshop the learner must complete an electronic assessment on the learning management system.
- Form of assessment: Multiple Choice Questions
- Number of questions: 15 questions
- Duration: 45 minutes
- Competency mark: 60%
Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.