Description
Time allotted for course
The course consists of 6 topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:
Topic number | Title | Word count | Level | Time allotted |
Topic 1 | Application Process | 3 689 | Entry | 30 minutes |
Topic 2 | Fit and proper requirements for Financial Services Providers | 9 807 | Entry | 85 minutes |
Topic 3 | Appointment of regulated officers | 3 195 | Entry | 30 minutes |
Topic 4 | Ongoing licensing responsibilities | 2 579 | Entry | 20 minutes |
Topic 5 | Enforcement action | 1 398 | Entry | 10 minutes |
Topic 6 | Other license status changes | 790 | Entry | 5 minutes |
Assessment |
Total time | 3.0 |
Assessment and certification
After completion of the workshop the learner must complete an electronic assessment on the learning management system.
- Form of assessment: Multiple Choice Questions
- Number of questions: 15 questions
- Duration: 45 minutes
- Competency mark: 60%
Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.