CPD Understanding the New Regulatory Structure of the FSCA 21_22

R360.00

COB Category: All Classes of Business

Accreditation validity: 1 September 2020 to 31 August 2021

CPD Points allocated: 4.5 hours | points on completion and pass of assessment

FPI approval number: FPI20080231

Course overview:  The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered.

It is essential for all regulated officers to complete this course to understand the approach to regulation that will be followed in the future.

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Description

Time allotted for course

The course consists 4 of topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:

Topic number Title Word count Level Time allotted
Topic 1 The regulatory strategy document 2 194 Intermediate 20 minutes
Topic 2 Introduction to the FSCA 8 554 Intermediate 75 minutes
Topic 3 Strategic priorities 13 359 Intermediate 125 minutes
Topic 4 The FSCA Approach 5 615 Intermediate 50 minutes
Assessment 0 minutes

 

    Total time 4.5 hours

 

Assessment and certification

After completion of the workshop the learner must complete an electronic assessment on the learning management system.

  • Form of assessment: Multiple Choice Questions
  • Number of questions: 20 questions
  • Duration: 60 minutes
  • Competency mark: 60%

Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.