CPD The Financial Markets Act 21_22


COB Category: All Classes of Business

Accreditation valid until: 11 January 2021

CPD Points allocated:  4.50 hours | points on completion and pass of assessment

Approval number: Accredited by IISA EVT-20210105-0001

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Time allotted for course

The course consists of 3 topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:

Topic number Title Word count Level Time allotted
Topic 1 Introduction to the Financial Markets Act 949 Entry 20 minutes
Topic 2 Requirements and responsibilities of the various role-players 6 823 Entry 165 minutes
Topic 3 Unlawful behaviour in the financial markets 3 604 Entry 85 minutes


    Total time 4.5 hours


Assessment and certification

After completion of the workshop the learner must complete an electronic assessment on the learning management system.

  • Form of assessment: Multiple Choice Questions
  • Number of questions: 20 questions
  • Duration: 60 minutes
  • Competency mark: 60%


Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.