CPD Regulation of the South African Financial Markets 20_21


COB Category:  All classes of business

Accreditation valid until: 31 May 2020

CPD Points allocated: 1.5 Hours | Points for successful completion & pass of online assessment

FPI approval number: FPI20050201

Course overview:  The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.


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Time allotted for course

The course consists of 3 topics with an assessment that needs to be completed. The time allotted for each aspect is as follows:

Topic number Title Word count Level Time allotted
Topic 1 Regulation in general 2 123 Entry level 20 minutes
Topic 2 The financial services sector 5 102 Entry level 45 minutes
Topic 3 Regulatory framework of the financial services sector 3 359 Entry level 30 minutes
Assessment 15 minutes


    Total time 1.5 hours


Assessment and certification

After completion of the workshop the learner must complete an electronic assessment on the learning management system.

  • Form of assessment: Multiple Choice Questions
  • Number of questions: 10 questions
  • Duration: 30 minutes
  • Competency mark: 60%

Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.