CPD New Supervision Arrangements 20_21


COB Category: All Classes of Business

Accreditation valid until: 31 January 2021

CPD Points allocated: 0.5 points/hours on completion and pass of assessment

FPI approval number: FPI20030030

Course overview:  Board Notice 86 of 2018 stipulates the conditions for which representatives may render services whilst working under supervision. This course considers the requirements imposed by the supervision exemption on financial services providers, supervised representatives and supervisors with regard to service rendered under supervision.

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Time allotted for course

The course consists of 1 topic with an assessment that needs to be completed. The time allotted for each aspect is as follows:

Topic number Title Word count Level Time allotted
Topic 1 Supervision arrangements 3 448 Entry level 30 minutes
Assessment 15 minutes


    Total time 0.5 hours


Assessment and certification

After completion of the workshop the learner must complete an electronic assessment on the learning management system.

  • Form of assessment: Multiple Choice Questions
  • Number of questions: 5 questions
  • Duration: 15 minutes
  • Competency mark: 60%

Upon obtaining a competency mark of 60% the learning will receive a certificate of completion. The learner will be afforded an opportunity to re-do the workshop should a competency mark not be attained.