The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered.
It is essential for all regulated officers to complete this course to understand the approach to regulation that will be followed in the future.
COB Category: All Classes of Business
Financial planning component: Ethics & Practice Standards
Advice component: Ethics, Standards & Compliance
Accreditation valid until: 31 August 2020
CPD Points allocated: 6.5 hours | points on completion and pass of assessment
FPI approval number: FPI19090004