This text considers the powers of the Financial Sector Conduct Authority in terms of administration of the Financial Advisory and Intermediary Services (FAIS) Act, including enforcement action and other measures that may be taken to maintain the integrity of the financial services industry.
CPD Category: Online program
COB Category: All Classes of Business
Financial planning component: Ethics & Practice Standards
Advice component: Ethics, Standards & Compliance
Accreditation valid until: 31 July 2021
CPD Points allocated: 1.0 hours | points on completion and pass of assessment
FPI approval number: FPI20080115