Overview
The course provides an in-depth look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy, as well as the new structure of the Financial Sector Conduct Authority, is considered.
It is essential for all regulated officers to complete this course to understand the approach to regulation that will be followed in the future.
Course accreditation
COB Category: All Classes of Business
Financial Planning Component: Ethics & Practice Standards
Advice Component: Ethics, Standards & Compliance
Accreditation valid until: 1 August 2022 to 31 July 2023
CPD Hours Allocated: 5.5 hours on completion and pass of assessment
Approval Number: EVT-20220731-0019
