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360
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Course
Materials

Overview

The course provides an in dept look at the mandate of the Financial Sector Conduct Authority as per the Financial Sector Regulation Act. The strategy as well as the new structure of the Financial Sector Conduct Authority is considered.

It is essential for all regulated officers to complete this course to understand the approach to regulation that will be followed in the future.

Course accreditation

COB Category: All Classes of Business

Financial planning component: Ethics & Practice Standards

Advice component: Ethics, Standards & Compliance

Accreditation valid until: 31 August 2021

CPD Points allocated: 4.5 hours | points on completion and pass of assessment

FPI approval number: FPI20080231