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The Financial Sector Conduct Authority has published a guidance notice 1 of 2019 to provide guidance on the application of section 14 of the FAIS act particularly with the regard to the rationale applied and the process to be followed when effecting debarments.

This course considers this guidance note as well as the statutory stipulations regarding debarment.

Course accreditation

COB Category: All Classes of Business

Financial Planning Component: Ethics & Practice Standards

Advice Component: Ethics, Standards & Compliance

Accreditation valid until: 1 August 2022 to 31 July 2023

CPD Hours Allocated: 1.5 hours on completion and pass of assessment

FPI Approval Number: EVT-20220731-0017