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Overview

The Financial Sector Conduct Authority has published a guidance notice 1 of 2019 to provide guidance on the application of section 14 of the FAIS act particular with the regard to the rational applied and the processed to be following when effecting debarments.

This course considers this guidance note as well as the statutory stipulations regarding debarment.

Course accreditation

COB Category: All Classes of Business

Financial planning component: Ethics & Practice Standards

Advice component: Ethics, Standards & Compliance

Accreditation valid until: 1 September 2020 to 31 August 2021

CPD Points allocated: 1.0 hours | points on completion and pass of assessment

FPI approval number: FPI20080230