The Financial Sector Conduct Authority has published a guidance notice 1 of 2019 to provide guidance on the application of section 14 of the FAIS act particular with the regard to the rational applied and the processed to be following when effecting debarments.
This course considers this guidance note as well as the statutory stipulations regarding debarment.
COB Category: All Classes of Business
Financial planning component: Ethics & Practice Standards
Advice component: Ethics, Standards & Compliance
Accreditation valid until: 1 September 2020 to 31 August 2021
CPD Points allocated: 1.0 hours | points on completion and pass of assessment
FPI approval number: FPI20080230