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This text considers the powers of the Financial Sector Conduct Authority in terms of administration of the Financial Advisory and Intermediary Services (FAIS) Act, including enforcement action and other measures that may be taken to maintain the integrity of the financial services industry.

Course accreditation

CPD Category: Online program

COB Category: All Classes of Business

Financial Planning Component: Ethics & Practice Standards

Advice Component: Ethics, Standards & Compliance

Accreditation valid until: 1 August 2022 to 31 July 2023

CPD Hours Allocated: 1.5 hours on completion and pass of assessment

Approval Number: EVT-20220731-0016