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The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. The applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.

Course accreditation

CPD Category: Online program

COB Category:  All classes of business

Financial Planning Component: Ethics & Practice Standards

Advice Component: Ethics, Standards & Compliance

Accreditation valid until: 1 August 2022 to 31 July 2023

CPD Hours Allocated: 4.5 Hours for successful completion & pass of online assessment

FPI Approval Number: EVT-20220731-0003