Overview
The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. The applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.
Course accreditation
CPD Category: Online program
COB Category: All classes of business
Financial Planning Component: Ethics & Practice Standards
Advice Component: Ethics, Standards & Compliance
Accreditation valid until: 1 August 2022 to 31 July 2023
CPD Hours Allocated: 4.5 Hours for successful completion & pass of online assessment
FPI Approval Number: EVT-20220731-0003