Overview
The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.
Course accreditation
CPD Category: Online program
COB Category: All classes of business
Financial planning component: Ethics & Practice Standards
Advice component: Ethics, Standards & Compliance
Accreditation valid until: 31 August 2021
CPD Points allocated: 1.5 Hours | Points for successful completion & pass of online assessment
FPI approval number: FPI20050201