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Overview

The course considers the concepts related to regulation in general and more specific to the financial sector in South Africa. Applicable legislation is outlined in short; so, the reader can familiarise themselves with the South African regulatory universe of the financial sector.

Course accreditation

CPD Category: Online program

COB Category:  All classes of business

Financial planning component: Ethics & Practice Standards

Advice component: Ethics, Standards & Compliance

Accreditation valid until: 31 August 2021

CPD Points allocated: 1.5 Hours | Points for successful completion & pass of online assessment

FPI approval number: FPI20050201