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Overview

Board Notice 86 of 2018 stipulates the conditions for which representatives may render services whilst working under supervision. This course considers the requirements imposed by the supervision exemption on financial services providers, supervised representatives and supervisors with regard to service rendered under supervision.

Course accreditation

CPD Category: Online programme

COB Category: All Classes of Business

Financial Planning Component: Ethics & Practice Standards

Advice Component: Ethics & Practice Standards

Accreditation valid until: 31 January 2021

CPD Points allocated: 0.5 points/hours on completion and pass of assessment

FPI approval number: FPI20030030