The course outlines the fiduciary duties of a key individual and compliance officer as determined by the Financial Advisory and Intermediary Services (FAIS) Act. The requirement for approval is also considered.
CPD Category: Online program
COB Category: All Classes of Business
Financial planning component: Ethics & Practice Standards
Advice component: Ethics, Standards & Compliance
Accreditation valid until: 31 July 2021
FPI approval number: FPI20080114