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Not Enrolled
Price
160
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Course
Materials

Overview

The course outlines the fiduciary duties of a key individual and compliance officer as determined by the Financial Advisory and Intermediary Services (FAIS) Act. The requirement for approval is also considered.

Course accreditation

CPD Category: Online program

COB Category: All Classes of Business

Financial planning component: Ethics & Practice Standards

Advice component: Ethics, Standards & Compliance

Accreditation valid until: 31 July 2021

CPD Points allocated:  2.0 hours | points on completion and pass of assessment

FPI approval number: FPI20080114