Overview
The course outlines the fiduciary duties of a key individual and compliance officer as determined by the Financial Advisory and Intermediary Services (FAIS) Act. The requirement for approval is also considered.
Course accreditation
CPD Category: Online program
COB Category: All Classes of Business
Financial Planning Component: Ethics & Practice Standards
Advice Component: Ethics, Standards & Compliance
Accreditation valid until: 1 August 2022 to 31 July 2023
CPD Hours Allocated: 2.0 hours on completion and pass of assessment
Approval Number: EVT-20220730-0010
