CPD Introduction to Crypto Currencies as an Investment Class 21_22

Overview This course is an introduction to Cryptocurrency (or Crypto Currency) as an investment class. It will address the nature, fees and general risks associated with such investments, with a specific focus on identifying appropriate clients, or group of clients,...

CPD The Powers of the Financial Sector Conduct Authority 21_22

Overview This text considers the powers of the Financial Sector Conduct Authority in terms of administration of the Financial Advisory and Intermediary Services (FAIS) Act, including enforcement action and other measures that may be taken to maintain the integrity of...

CPD Duties and Powers of the FAIS Ombud 21_22

Overview The course considers the purpose as well as the duties and rights of the Office of the Ombud for Financial Services Providers; generally referred to as the FAIS Ombud. The published rules of the proceeding of the Office of the Ombud is also considered. ...